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THE PSYCHOLOGY OF SACRIFICE
In the spring of 2001, I began sorting through information I had been collecting on the practice of sacrifice in the early hunting and agrarian religions. I had read there was a difference in their practices and I wanted to describe the dichotomy. My interest was academic and intellectual. Then the events of September 11, 2001 graphically brought the word "sacrifice" to our ears each day as newscasters described the various ways people from all over the world had given their lives in the drama of the World Trade Center. In October, I had an archetypal sacrifice dream harkening back to the Bronze Age. My curiosity was now grounded in profound emotional experience and had shifted to the much larger topic of the nature of human sacrifice in general. I longed to know why individuals and cultures engage in sacrifice, why there are so many forms of sacrifice, and where in the human psyche the desire to sacrifice originates. This paper documents an exploration into theories of the origins --what might be called the phylogeny of sacrifice, explores the additions to consciousness of several religions and cultures÷what might be called the ontogeny of sacrifice, and proposes the psychic processes that may be at work as humans sacrifice.
THEORIES OF SACRIFICE
According to E.O. James, the history of ritual is the history of religion, and the importance of sacrifice to the human psyche is evidenced by its ability to survive even when it is reinterpreted into metaphysical and ethical concepts. [i] James held that in order to understand a practice as fundamental as sacrifice, one had to approach it anthropologically, historically and psychologically. He believed, as many others do, that in the broadest sense, mankind performed sacrifice as a purifying and life-giving process to remove the taint of evil and assure a desired outcome. Ancient practitioners ritually removed or wiped away pollution contracted involuntarily and unwittingly. [ii]
To the primitive mind, good and evil, life and death are in the nature of materialistic qualities capable of transference or expulsion by quasi-mechanical operations. Misfortune and disaster demand concrete atonement in order to remove evil and restore right order between man and the natural order. Failure of crops, calamities, plagues and diseases are attributed to ritual defilement that is removable by life-giving substances such as blood and water. Sacrifice then is the normal means of transferring life and power to mortal deities to keep them vigorous and beneficent. [iii]
The word “sacrifice” and the word “sacred” both derive from the Latin, “sacrificium” meaning “to set apart from the profane, to make sacred” although in colloquial usage, it has come to have many different connotations. Sacrificial acts are highly differentiated-- there are many motivations for and forms of sacrifice, although it always entails offering life in one form or another. [iv] Most theories of sacrifice focus on a conscious action behind an original rite, a kind of “if-then” causal thinking. If the community sacrifices, so the thinking goes, then the gods will respond. Here is how some anthropologists have described approaching the numinosum via sacrifice. (Emphasis mine.)
- Tylor: Sacrifice is a gift to the soul of a person, object, or personified cause.
- Robertson-Smith: Sacrifices is a communion that establishes or re-establishes kinship between the worshiper and his god.
- Frazer: Sacrifice is a form of imitative magic.
- Westermarck: Sacrifice is a substitution of the victim for the worshiper who has incurred the wrath of the gods.
- Hubert and Mauss: Sacrifice offers an intermediary between the worshiper and the dangerous forces of the supernatural world.
- Loisy: Sacrifice is a combination of the ritual gift and the magical and symbolic rite of destruction to acquire or eliminate something.[v]
FORMS OF SACRIFICE
A survey of the literature reveals that sacrifice takes on many forms depending on the cultural application and that the process varies as well. What follows is a summary of the forms of sacrifice:
Robertson Smith hypothesized that sacrifice functions to commune between members of a group and between the group and their god. Two forms of sacrifice have emerged over time:
- Expiatory ö piaculum to re-establish a broken covenant
- Gift- honorary[vi]
James, however examined the way the word “sacrifice” is used and identified six meanings in common usage:
- Maintain sacred order- gods fulfill beneficent functions on earth.
- Gifts as presents or tributes paid by creatures to Creator, an honorarium.
- Atone for wrongdoing-piacular offering of life in expiation for sin.
- Voluntary self-destruction or surrender-self-sacrifice.
- Philanthropic endeavor involving loss.
- Disposal of an article at a greatly reduced value.[vii]
The Biblical book of Leviticus reduces all sacrifices to four elemental forms that were interwoven in practice:
- Olah- offerings to the divinity
- Hattat-expiation of sins committed in ignorance of the Lordâs commandments
- Shelamin-communion, thanksgiving, vows of alliance
- Minha- presentation of vegetable matter[viii]
Hubert and Mauss reviewed German culture and identify three overlapping reasons for sacrifice:
- Expiatory (Schnopfer)
- Thanksgiving (Dankopfer)
- Requests (Bittopfer)[ix]
Hindu texts differentiate sacrifices by their frequency:
- Regular- periodical (nityani), daily, new and full moons, seasonal and pastoral festivals, first fruits.
- Occasional- sacramental (samskara), domestic, rites of passage, solemn, anointing a king, religious and civil events, and votives.
When Hubert and Mauss examined what happened to the substance of the sacrifice, they described two forms. Sacrifice is reserved for the latter form:
- A votive, whose nature does not change as it is assigned to the service of the god, e.g. first fruits left at the temple.
- A living thing that is destroyed in the offering up process, e.g. a victim that is killed or grains that are crushed. [x]
Herbert and Mauss describe sacrifices as a request, personal, or objective, -or a combination of these elements.
Personal sacrifices:
- Begin and end with the sacrificer-revolve around the sacrificer.
- Regenerate the sacrificer-eradicate evil, regain state of grace, transfer divine power, grant salvation, infuse the god, transform personality, proffer rebirth.
- May extend into the future- result in a change of name, transfer the forces of immortality to the soul.[xi]
Objective sacrifices:
- Benefit something other than the sacrificer-revolve around another object and only secondarily affect the sacrificer.
- Focus more on the creation of spirit, e.g. guardian spirit.
- Modify the sacrifice itself so that the attributes of the sacrifice (such as color) may be transferred to the object.[xii]
Sacrifices of request:
- Bring about certain special effects defined by the rite.
- May release the promiser.
- May bind the god by a contract.
- Dictate the importance of the sacrificial victim.[xiii]
Sacrifices may combine elements of all the above in complex rituals. An agrarian sacrifice can involve confession, purification, death of the victim, communion with the divine, and a resurrection as it:
- Reawakens the life principle in a field dormant after winter.
- Fertilizes the field.
- Allows the life principle to enter what will be grown there.
- Preserves the life force in the field after the harvest.
- Desacrilizes the harvest so that it may be eaten.
- Redeems those who have worked in the field, their offspring, and those who have made the sacrifice.[xiv]
Many social customs are linked to sacrifice:
- Contracts
- Redemption
- Penalties
- Gifts
- Abnegation (to deny, renounce oneself)
- Immortality
- Morality[xv]
Therefore it may be said that the central conception underlying the institution of sacrifice is the giving of life to promote and conserve life. Offering life to preserve life is the beginning of substitution and propitiation, which in many of the higher religions has evolved into a lofty ethical significance. [xvi] A description of one sacrifice parallels the core elements of all sacrifices:
The victim is brought to the place of sacrifice and there are performed in succession the four acts which compose the sacrificial drama: presentation, consecration, invocation, and immolation. [xvii]
- Originally, men and animals were perceived (archaic consciousness) in kinship with each other. A totem animal was sacrificed, distributed and eaten. The totem animal’s blood contained the holy life force shared by man.
- When animals were domesticated and the kinship between man and animal was forgotten (went into the unconscious) a domestic animal became the routine sacrifice. When the totem or piaculum was sacrificed non-routinely, it was perceived as so sacred that it was either completely destroyed or only offered to the priests to eat.
EVOLUTION OF SACRIFICE
In Totem and Taboo, Freud added to what the anthropologists had learned about the conscious act of sacrifice. Freud saw in the sacrifice of a totem animal an unconscious repetition of a primeval crime-a repetition and commemoration, or at least an unconscious desire for parricide that each individual has inherited. Freudâs work on totems suggests that behind every act of sacrifice are both conscious and unconscious aspects. In 1956, in a letter to Mrs. Kotschnig, Jung noted that “the religious spirit of the West is characterized by a change of God’s image in the course of ages.” [xviii] Jung made another important contribution to understanding the nature of sacrifice when he noted that the nature of sacrifice may have evolved along with God’s image.
In early hunting societies comprised of small groups of people, the hunted animal was the sacrifice. Life, death, and blood were consecrated in the act of killing one animal at a time, incrementally. The next sacrifice was as near as the next hunt. In agricultural societies, members performed sacrifices to assure the progression of the seasons and the growth of crops. If blood could keep man and animal alive, then it had life-giving qualities that could be brought to bear on the weather and the soil. Human blood in particular represented human vitality or life essence. If kings were perceived as something more than human-either extra-human or divine-then the blood of kings contained still more life essence. Sacrificing a king at the peak of vitality maximized the life-quality of the blood offering. Later as cultures adopted solar religions, members of the community were sacrificed instead of the king.[xix] In agrarian societies, a sacrifice covered an entire growing season or reign and extended to a larger number of settled people. The stakes were higher and the sacrifice was often dearer-a human life.
Even though pure totemism exists in only a few remaining cultures, Robertson Smith postulated totemic sacrifice as an evolution of conscious and unconscious elements reaffirming the relationship between god and man: Robertson Smith claimed that the basic rite in ancient and primitive religions is the sacrificium.[xx] (My parens.):
- Eventually, rare human sacrifice replaced animal sacrifice. Humans became the only way to exchange common blood between man and god, the piaculum sacrifice. Animals had been demoted to the level of gift sacrifice from the individual owner to the god. At the end of the ritual, just as a scapegoat, the sacrificial animal carried away the impurities of its owner.[xxi]
E.B. Tylor also formulated an origin and progression for all forms of sacrifice. Although his theory does not address the means of sacrifice, it did focus on the importance of sacrifice to the self.
- Originally sacrifice was a gift made by the primitive to supernatural beings with whom he needed to ingratiate himself.
- Then the gods grew greater and more removed. Sacrificial rites developed to spiritualize objects that would reach the spiritualized gods.
- Eventually, the sacrificer expected no return, just paid homage.
- Later, the sacrificial rite involved abnegation and renunciation-the symbolic sacrifice of ones self. [xxii]
In the following chart, I have attempted to summarize the contributions to consciousness-the ontongeny-- that have evolved with the practice of sacrifice by of each religion or culture. I propose that different levels of consciousness may coexist on the globe at any one period in history, including our own.
CULTURE RELIGION
|
EXAMPLE FROM RITUAL OR MYTH
|
USE
|
ADDITION TO COLLECTIVE CONSCIOUSNESS
|
Babylonians
|
Innini, the Great Mother, identified with Antu the goddess of
war. Herdsmen made offerings to Ninamasazagga, the shepherd of the sacred
goats of Enlil, to preserve them and their flocks.
|
Attribute sickness and bad luck to unwitting commitment of an
error. “I know not the sin which I have done.”[xxiii]
|
Humans can interact with the gods to mediate circumstances.
|
|
Marduk combats Tiamat, Chaos.
|
Explain creation as death of one god and survival of another
usually as a rite of spring. [xxiv]
|
The vanquished is as divine as the conqueror; opponents are of
a single spirit.
|
Assyrians
|
Legend of Adapa. Ishtar, mother and wife of Dumuzu pours water
from the spring of life that she has fetched from hell over the sacrificed
corpse of Dumuzu. [xxv]
|
Imitates the rites of agrarian feasts that use sprinkled water
to restore the life of a field.
|
Ritual sacrifice related to theme of death and resurrection of
a god. Sprinkling water related to new life.
|
Egyptians
|
Osiris-dispersal of corpse and tree growing from coffin.
|
Assures flooding of the Nile, fertility and harvest.
|
Dualism-opposing forces of good and evil. Humans can intervene
for good.
|
Crete
|
Mithras rides on the bull he is going to sacrifice.
|
A god already formed both acts and suffers in the sacrifice.
|
God undergoes ongoing periodic sacrifice.
|
Greeks
|
Legend of Charila at Delphi. During famine, Charila asks
the king for food. He beats her and drives her away. She hangs herself. [xxvi]
|
Explains the treatment of beating, drying and seeding the
corn.
|
Sacrifice related to the mutilation, death, and resurrection
of an agrarian principle; homogeneity of victim and god.
|
|
Consecrated sheaf takes the form of an animal or man: Life of
the vine becomes Dionysus/goat, life of the corn becomes Demeter/ pig.[xxvii]
|
Sacrifice appears to perpetually repeat and commemorate an
original sacrifice.
|
Grain and wine as soul. [xxviii]Spirit becomes detached from what
sustained it.
|
|
Constellation Virgo is Erigone, an agrarian goddess who hanged
herself. Artemis, Hecate and Helen also hanged.[xxix]
|
|
Victims exalted, rendering them directly divine.[xxx]
|
|
Iodoma of Iton was the priestess of Athena Itonia; Aglaurous
of Athens was the priest of Athena.
|
Doubles the divine- priest is an incarnation of god and
victim.
|
God appears to escape death. Sacrifice to the god develops
parallel with sacrifice of the god. [xxxi]
|
Sumerians
|
Ea commands his son Marduk to take the king a scapegoat to
take on his curse. [xxxii]
|
“Kippuru” to tun away or remove. [xxxiii]
|
Atonement for the king as representative of the people.
|
CULTURE RELIGION
|
EXAMPLE FROM RITUAL OR MYTH
|
USE
|
ADDITION TO COLLECTIVE CONSCIOUSNESS
|
Early Semites
|
Sacrificed goats when new house erected, fresh ground broken,
trees cut down, well dug, or first fruit of harvest gathered. Abel sacrificed
a lamb. Later substituted butter and henna handprints.
|
Protection against jinn, ghuls, afrits that assumed animal
forms.
|
A symbolic handprint can substitute for a sacrificial animal.
|
|
Firstborns[xxxiv] Applied in periods of acute
drought when populations stressed.
|
Evolved from offering first harvest.
|
Survival may require offering that which is most dear in order
for the community to survive.
|
Ancient Palestine
|
Offered humans to the moon during a spring festival; Abraham
and Issac (Genesis 22: 1-19.)”Even their sons and daughters they have burnt
in the fire to their gods.” [xxxv]
|
Dual conception of getting rid of evil to secure good, of
expelling death to gain life. Propitiation. [xxxvi]
|
Consecration of the victim or the offering serves as an
intermediary, an open channel for energies to flow between the sacrificer and
the divinity.[xxxvii] Substituting a ram for Isaac
reinstituted animal sacrifice instead of firstborns.
|
Hebrews: Post exodus
|
Lord tells Aaron how to sacrifice a scapegoat. [xxxviii]
|
Atonement for the people of Israel. “Kipper” to cover. (James
198) Day of Atonement; Passover.
|
Blood makes atonement for ritual uncleanliness by reason of
“nephesh” or soul substance it contains. Death met by a barrier of life at
the doorway. [xxxix]
|
Judiasm after 70 AD
|
Sacrificing ceased after the destruction of the Temple.
|
References remain in Orthodox prayer book, although references
eliminated from Reform practices.
|
Prayer takes the place of sacrifice.
|
Greeks
|
Agrarian sacrifice rituals of grain and wine probably
preceded myths of Demeter and Dionysis.
|
Athenian soothsayer Euthyphro maintained piety required prayer
and sacrifices. Socrates held sacrifice is giving and prayer is asking.
|
Sacrifice as a trade -an economic transaction.[xl]
|
Hindu Brahmins
|
King makes offering to fire-god, the offering is the
fire-god, the king becomes the fire-god. But the general is the fire-god, so
the king becomes one with the general, so the general becomes the kingâs
faithful follower.
|
“Rita” is universal --cosmic order, ritual sacrifice and moral
law. Later replaced by Karma, the doctrine of the deed and Atman, or
world-soul.[xli]
|
The god obtained heaven. The sacrificer is the god. Prajapati
at his own sacrifice.[xlii]
|
Hindu Brahmins
|
Brahmins interpolate Soma the god with soma the plant that is
pressed and killed in spring. [xliii]
|
Soma is perceived disguised as evil which is then killed.
|
God is released upon the death of the plant and spread to live
throughout the world
|
CULTURE RELIGION
|
EXAMPLE FROM RITUAL OR MYTH
|
USE
|
ADDITION TO COLLECTIVE CONSCIOUSNESS
|
Indonesia and Pacific
|
Tribes viewed heads as rich in soul-substance. Headhunting
associated with well being of crops and cattle. Vaporous soul contains
vitalizing principle and acts like manure when spread over fields. When
grain is eaten, its life-giving power is passed into the blood, then to
seminal fluid.
|
The desire to imbibe the attributes and qualities of the
victim led to cannibalism and to surrogate cannibalism-e.g. blood combined
with maize paste.
|
Cannibalism and sacrifice involved giving and receiving of soul-substance. [xliv]
|
Nahuas and Mayans
|
Nomadic people who introduced human sacrifice into Central
America after they adopted a settled life and borrowed agricultural cults
from the Mayans. [xlv]
|
Transform the Aztec warrior god Uitzilopochtli into a solar
divinity.
|
Stresses on agricultural food sources caused by settling of
nomads attributed to gods who required constant appeasement.
|
Aztecs
|
Fertility depended on extraction of human hearts to nourish
and sustain the sun god Ipalnemohuani. Victims skins worn by men personating
the god to show that the earth-god had put on a new cloak. Prisoner disguised
as divinity, hosted for a year then sacrificed. Successor immediately
invested in office. Women and girls sacrificed at other months in the growing
season. [xlvi]
|
Tradition told of four previous suns that had been destroyed
at the end of previous world-epochs therefore justified the high cost of
sacrifices in 18 of 20 calendar periods. Vegetation cults had a military
character reminiscent of the Great Goddess. Purpose was promotion of the
life-principle of cereal crops. Victims outside the group obtained by
aggressive warfare.[xlvii]
|
Calendar reflected a ceremonial cosmic order as a religious
system rather than a dating system.
Sacrifice linked to war.
|
Incas
|
Sacrifices offered to maintain the vigor of the sun-god. [xlviii]
|
When grains removed from maize cobs, sacrifices made to maize
images where sun descended. [xlix]
|
|
North American Indians
|
Iroquois, Pawnee, Natchez, Pueblos-
traces of sun and war god
sacrifices.[l]
|
Combinations of hunter and agrarian practices.
|
Hunter ethic has survived more in the popular culture.
|
Persia: Zoroastrianism
|
Zarathustra brings the life of his own body, choices of good
thought, action and speech unto Mazda. [li]
|
First determined effort against the institution of sacrifice.
Reverted after Zoroasterâs death. [lii]
|
Plant and animal sacrifice conflicted with a highly spiritual
conception of God.
|
Buddhism
|
Sacrifice never reached cult status, performed mostly by
individuals at certain times of the year.
|
Atonement by good deeds counteracts the evil committed by the
individual. [liii]
|
Sacrifice (yanna) is an offering of the self. [liv]
|
Hinduism: Confucianism
|
Yin and yang, positive and negative principles, responsible
for seasons.
|
Worship to secure health and wealth banish famine and
barrenness.[lv]
|
Moral law of justice and ethical rightness. [lvi]
|
Christianity
|
Christ sacrificed his life so that others will not need to.
Christ symbolized by Paschal Lamb, victim of agrarian or pastoral sacrifice. [lvii]
|
Accessible personal deity permanently united to man. His
personal sacrifice is periodically reenacted.
|
One sacrifice 2000 years ago interpenetrates the
Christ-quality in accepting material souls forever. [lviii]
|
CULTURE RELIGION
|
EXAMPLE FROM RITUAL OR MYTH
|
USE
|
ADDITION TO COLLECTIVE CONSCIOUSNESS
|
Catholicism
|
Redemptive sacrifice of the god is perpetuated in the daily
Mass.
|
Man participates in a bloodless renewal and communicates with
His transubstantiated form via the Eucharist .God is transformed. [lix]
|
God sacrifices Himself- Christ as sacrificer and sacrificed.
Priest becomes Christ. Man consumes the God in the form of a sacred
meal.
|
Protestantism
St. Paul
|
“I beseech you·that you present your bodies a living
sacrifice, holy, acceptable to God.” [lx]
|
Purely subjective offering of a pure heart, human vitality,
and vocal thanksgiving connected with symbols of the death of Christ. [lxi]
|
God sacrifices Himself for man who commemorates the event in
remembrance of Him.
|
Islam
|
Sacrifice has little place.
Sheep offered at end of Haj; served
guests at feast meals.
|
James states that when sacrifice ceases to operate, the
associated religion tends to disintegrate.
|
Lack of emphasis on sacrifice may explain why older Arab
traditions filter into fundamental Islamic beliefs.
|
Modern Arab youth
|
Suicide bomber ego ideal.
|
Spilling blood continues the contact with ancestors who
protect the clan against invisible forces.
|
Self sacrifice for community as an act of war.
|
THE PSYCHOLOGY OF SACRIFICE
Psychological explanations examine the conscious and unconscious motivations behind the religious ritual-- a desire to restore and maintain a constructive relationship, a balance of life, leads mankind to sacrifice. James stated that if a pattern of relationship is broken or at risk of being broken, something must be done to “atone for or cover or wipe out the offense to re-establish the vital union upon which the welfare of the individual and the group” depends. [lxii] If the breach in the relationship was due to the nature of the god, then “suitable offerings had to be made to secure the continuation of divine benevolence and to set up a barrier against evil.” But if the breach in the relationship was due to the nature of mankind, then the evil had to be “purged and removed by mechanical means such as washings, confessions, offerings of propitiatory value, or transference of the sin to some animal or human victim.” [lxiii]
Every sacrifice involves a consecration-a passing from the common into the religious domain. But there are different kinds of consecration related to describing for whose sake the sacrifice is performed-the object of the sacrifice.
• Limited - a specific man or thing-king, house, well.
• Social--passing to others -sacrificed and sacrificer- individual or group-king and subjects, house and dwellers, well and drinkers. [lxiv] Limited sacrifices accrue psychological benefits to the few. Social sacrifices accrue benefits to the community or society.
In Ego and Archetype, Edward Edinger proposed four egoic situations depending on who performs the sacrifice and to whom the benefit accrues:[lxv]
SACRIFICE
|
MOVEMENT
|
IMPLICATION
|
God sacrifices man for God
|
Divine realm augmented at expense of human
|
Ego too full and transpersonal world too empty.
|
God sacrifices God for man
|
From divine to human
|
Emptiness of ego requires sustaining influx from
transpersonal, collective unconscious.
|
Man sacrifices God for man
|
From divine to human
|
Desacrilization; reluctant relinquishing of old modes of
being. A condition requiring an increase in conscious autonomy.
|
Man sacrifices man for man and God
|
From transpersonal to conscious ego
|
Hypothetical ideal. Sacrifice of the ego by the ego for egoâs
own development and fulfillment of transpersonal destiny. Motivated by
conscious cooperation with urge to individuation rather than unconscious
archetypal compulsion.[lxvi]
|
Edinger’s model is consistent with Hubert and Mauss who propose a religious definition with psychological overtones: “Sacrifice is a religious act which, through the consecration of a victim, modifies the condition of the moral person who accomplishes it or that of certain objects with which he is concerned. A personal sacrifice directly affects the personality of the sacrificer. [lxvii]
Jung held that religious rites and symbols have developed everywhere the same way and out of the same conditions of human nature. In “Transformation Symbolism in the Mass,” Jung wrote, “The act of making a sacrifice consists in the first place in giving something that belongs to me.” [lxviii] Mine-ness reflects an unconscious identity of object with my ego. If a sacrifice is a true sacrifice, the object must be given as if it were being destroyed. Any claim of ego to the object in the future is foregone. The Deity must not be bribed. The sacrificer must be conscious of his identity with the gift and have some awareness of how much of himself he is giving up as he sacrifices the gift.
With each sacrifice, there are claims attached, “the more so, the less we know of them.”[lxix] If one gives and expects nothing in return, one experiences a loss. A sacrifice is meant to be like a loss, the ego relinquishes any claim on the object. Jung held that if you can give yourself, then it is an indication that you possess yourself. Therefore anyone who can sacrifice himself and forgo his claim to himself, must be conscious of having a claim -possess considerable self-knowledge. This means the ego can be subsumed as an object under the supraordinate authority of a personality that is emerging into consciousness from the unconscious. Jun |